Periodically monitoring the effectiveness of an organization’s compliance program is a well-known element of the Organizational Guidelines. As the Department of Justice has noted, one of the purposes of the compliance assessment should be to determine if any new elements of an effective compliance program have been developed in the past year and if they should be incorporated into your company’s compliance program. Ethisphere’s Compliance Program Advisor™ fulfills this task perfectly.

More About Compliance Program Advisor:
Analysis Methodology
Subscription Types and Details
Subscriber Resources
Request the Brochure

ABOUT COMPLIANCE PROGRAM ADVISOR
Compliance Program Advisor is a subscription service that offers Ethisphere clients annual benchmarking analysis reports, a code of ethics scorecard, tailored benchmarking data based on chosen service option, and continuously expanding GRC resources. Compliance Program Advisor provides companies with an effective, pragmatic understanding of where their compliance program stands against accepted best practices, and in comparison to World’s Most Ethical (WME) Companies and peers.

COMPLIANCE PROGRAM ADVISOR ANALYSIS METHODOLOGY

Ethisphere’s Benchmarking Database
Compliance Program Advisor provides clients with insights, comparative metrics, and recommendations utilizing Ethisphere’s proprietary methodology and growing database of compliance and ethics programs. Ethisphere’s database contains information on the ethics and compliance practices of over 2,000 companies spanning 36 industries. Represented companies in the database range from the largest multi-national conglomerates to small, privately held organizations, and the database is currently growing at an average of two programs per week.

Compliance Program Advisor™ Annual Benchmarking Report
The Benchmarking Report contains:

• CEQ evaluation criteria;
• Scores for your organization are benchmarked against the average scores of all the WME winners in 2011 as well as the overall database;
• Scores for all companies in the EQ database and;
• Commentary and recommendations for improvement where relevant.

World’s Most Ethical Companies’ Ethics Quotient & Program Assessment
The Compliance Program Advisor™ Annual Benchmarking Report provides assessment scores for each of the key Ethics Quotient™ (EQ) compliance program assessment categories, based upon the answers provided by the Company on the Ethisphere Institute’s EQ survey. The scores are benchmarked against the Ethisphere Institute’s database and average scores of the 2011 WME company winners. The scores are derived from Ethisphere’s EQ methodology and framework, which take into account over one hundred different criteria in key assessment categories.

The analysis is performed by Corpedia, the licensed credentialing partner of the Ethisphere Institute. Corpedia’s Advisory Services Team is licensed to conduct and fulfill all of the research, benchmarking and analysis required by Compliance Program Advisor. Corpedia utilizes Ethisphere’s proprietary methodology and database to fulfill all deliverables and findings for Ethisphere’s Compliance Program Advisor subscription services.

COMPLIANCE PROGRAM ADVISOR: PACKAGE OPTIONS TO FIT YOUR ORGANIZATION’S REPORTING NEEDS

Ethisphere clients can choose from one of two subscription options:

STANDARD

• Benchmarking Analysis: Annual analysis of the client’s compliance program based on self-reported data, benchmarked against Ethisphere’s Benchmarking Database and the average scores of that year’s World’s Most Ethical (WME) companies.
• Annual Report: Standard Compliance Program Advisor Annual Benchmarking Report
• Scorecard: Code of Ethics Scorecard
• Online Resources Access: Compliance Program Advisor Subscription
• Findings Review: Annual Findings Conference Call

PREMIUM

• Benchmarking Analysis: Annual analysis of the client’s compliance program based on self-reported data, benchmarked against the Benchmarking Database of selected industry and average scores of industry-specific WME companies.
• Annual Report: Premium Compliance Program Advisor Annual Benchmarking Report
• Scorecard: Code of Ethics Scorecard
• Online Resources Access: Compliance Program Advisor Subscription
• Findings Review: Annual, On-Site Presentation to Executive Leadership and/or the Board

COMPLIANCE PROGRAM ADVISOR™ RESOURCES

Companies who subscribe to Compliance Program Advisor have a wealth of resources available to stay abreast of best practices in ethics and compliance program design and implementation in between receipt of their Annual Benchmarking Report. These resources include:

• GRC Thought Leadership – The Ethisphere Institute and leading GRC partners make continuous thought-leadership contributions to online resources such as whitepapers addressing current trends and best practices, including:
  • Code of Conduct Best Practices
  • How to Prepare for Dodd-Frank
  • Effective Board Oversight
  • Communicating with Millennials
  • Creating a Proper Tone at the Middle
• Cutting-Edge CLE-accredited Webcasts – Ethisphere organizes and hosts over a dozen CLE-accredited webcasts each year through its partner, WestLegalEd. Companies subscribing to Compliance Program Advisor have access to these programs on a complimentary basis. Can’t make the scheduled time? Clients can access event recordings and past event archives through their online Compliance Program Subscription.
• Complimentary Diagnostics – Concerned about something in between receipt of the Annual Benchmarking Reports? Clients can take advantage of a complimentary diagnostic on topics including their code, anti-corruption program, or supply chain oversight. Each diagnostic consists of a phone conversation that lasts about an hour with one of Corpedia’s Compliance Advisory Services team members. Companies are provided with a questionnaire in advance to prepare, and then walked through the key components of concern. Up-to-the-minute benchmarking, ideas gleaned from best-in-class companies, and pragmatic, business focused advice are hallmarks of the diagnostic process.
• Community Connections – One of the key elements regulators are looking at more and more is the extent to which companies maintain pace with their peers in terms of best practices. In this sense, the Organizational Guidelines have truly become the “floor.” Companies subscribing to Compliance Program Advisor™ have access to all of the live, community events Ethisphere hosts on an annual basis, including:
  • The annual Global Ethics Summit, a day-and-a-half long gathering of some of the best compliance officers, CEOs, and CLOs from companies around the globe.
  • Ethisphere’s “Trust” Conference, hosted with the National Chamber Foundation, explores the pressing issue of trust in business. How can you develop it with your employees, your clients, and your customers, and how do you protect it with an effective ethics and compliance program?
  • Twice-yearly regional roundtables, half-day gatherings of local ethics and compliance officers.
  • Virtual “brown-bag” lunches on a variety of topics.

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