Virtual Roundtable: Managing Risk in the Insurance and Financial Services Industries

Join your peers in the Insurance and Financial Service fields for a compliance virtual roundtable.

In our first conversation of the day, Dave Pendroy, Sr Risk Management Specialist, Principal Financial Group, will lead us through a conversation around third-party risk.  We’ll listen and learn how our organizations can identify and achieve comprehensive due diligence throughout the lifecycles of our third-parties.

Next, Beth Simon, Chief Ethics & Compliance Officer, Unum, will lead us in a discussion surrounding managing risks in light of regulatory updates. With the DOJ’s update to the ECCP in September 2024, there are many things upon which compliance leaders need to focus. Join us as we look at the risks that need to be managed through the lens of the Financial Services and Insurance industries.

A full agenda will be available soon. Register today!