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Ask the Experts: Challenges in Managing Compliance in a Global Multi-Industry Portfolio

Global Ethics Summit

Ask the Experts: Challenges in Managing Compliance in a Global Multi-Industry Portfolio

Ask the Experts: Challenges in Managing Compliance in a Global Multi-Industry Portfolio

Bruce Karpati, Partner and Global Chief Compliance Officer at KKR answers questions during the 2021 Global Ethics Summit on navigating the challenges of managing compliance in a global, multi-industry portfolio.

Questions Asked:

  1. As Global CCO you have responsibility for managing compliance at KKR. KKR funds many portfolio companies. How do you balance these aspects of your job?
  2. Can you describe some of the compliance issues you face at KKR?
  3. What are your biggest challenges in a global, multi-industry portfolio?
  4. What are the top risk topics that you focus on with the portfolio companies? Why those?
  5. From a compliance perspective, how do you view the portfolio company through the investment lifecycle?
  6. You’ve been using Ethisphere to help measure and improve the compliance programs of your portfolio companies for several years. What are the benefits you see?
  7. How do you view ESG in your role?

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Ethicast: Best Practices in Trade Compliance for 2024

Ethicast

Ethicast: Best Practices in Trade Compliance for 2024

Ethicast: Best Practices in Trade Compliance for 2024

In this Ethicast episode, we talk to Dan Wilson, a partner at Husch Blackwell, about trade compliance trends for 2024, shifting supply chains away from China, what a good trade compliance program looks like, how ethics and trade compliance intersect, and how AI is transforming the trade compliance landscape.

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BELA Asks: How Do We Close an Investigation?

Ethicast

BELA Asks: How Do We Close an Investigation?

BELA Asks: How Do We Close an Investigation?

In this special Ethicast series, BELA Asks, we address specific questions posed by members of the Business Ethics Leadership Alliance that speak to wider issues facing the ethics and compliance community.

In this episode, BELA Chair Erica Salmon Byrne answers: What does good post-investigation follow-up look like?

To learn more, or to ask a question of your own, visit bela.ethisphere.com

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Seeing Around Corners: How Business Should Prepare for the Next 12 Months

Webinar

Seeing Around Corners: How Business Should Prepare for the Next 12 Months

Seeing Around Corners: How Business Should Prepare for the Next 12 Months

The risk of a decidedly anti-business operating environment is real, and today’s C-Suite needs to be ready. To help us prepare, join John Gerzema, CEO of The Harris Poll and Ray Day, Vice Chair of Stagwell for a virtual discussion on how to navigate the year ahead.

The conversation will include fresh consumer and business data from The Harris Poll on topics, including:

  • When to speak out and when not to
  • The role of ESG and purpose today
  • The key wedge issues driving the election cycle and company narratives
  • What it takes to build a strong reputation today

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Ethicast: Compliance Leader Verification Insights from Unum

Ethicast

Ethicast: Compliance Leader Verification Insights from Unum

Ethicast: Compliance Leader Verification Insights from Unum

In this Ethicast episode, we talk to Unum’s Chief Compliance & Ethics Officer, Beth Simon, about their recently granted Compliance Leader Verification (CLV). Unum received this recognition for its exceptional ethics and compliance program, the strengths of which include its well-staffed and visible ethics and compliance team, its close collaboration with key sister control function leads, a robust communications strategy, deep involvement with senior executives, and more.

To learn more about the Compliance Leader Verification, click here.

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