The Compliance Program Self-Assessment Worksheet
Introducing the updated Compliance Program Self-Assessment Worksheet by Ethisphere. Built from our industry-leading Ethics Quotient® (EQ) questionnaire and benchmarking from this year’s list of World’s Most Ethical Companies® honorees, this 16-question program assessment worksheet is the first step for compliance leaders looking to gain a unique glimpse into the overall effectiveness of their work to date, especially when paired with our automated Compliance Program Self-Assessment.
Download the worksheet to:
- Review all 16 questions within the self-assessment
- Allow you time time to collect and review program information being assessed
- Prepare to complete the full Compliance Program Self-Assessment, which provides a complimentary snapshot of your program’s effectiveness, curated strengths and opportunities for improvement, and analysis and access to additional resources
Understand
Review some of the most relevant questions that programs must answer today across 8 ethics and compliance dimensions.
Self-Assess
Answer 16 questions meant to help you understand whether your program is considering all risk areas and options.
Benchmark
Gather your responses offline so that you can submit them on Ethisphere’s digital Self-Assessment for additional benchmarking and opportunity analysis.
What’s In The Worksheet
This self-assessment is made up of 16 questions, broken out into 8 dimensions related to
your program. It will take approximately 15-20 minutes to complete and will require a working knowledge of the company’s programs and initiatives in the areas of ethics and compliance and corporate governance. The 8 dimensions include:
Corporate Governance | Program Structure, Oversight, Responsibility, and Resources | Written Standards | Ethics & Compliance Training, Awareness, and Communication | Risk Assessment, Auditing, Program Evaluation, and Detection | Enforcement, Discipline, and Incentives | Measurement of Ethical Culture | Third Party Demographics
