The Compliance Program Self-Assessment Worksheet
Introducing the updated Compliance Program Self-Assessment Worksheet by Ethisphere. Built from our industry-leading Ethics Quotient® (EQ) questionnaire and benchmarking from this year’s list of World’s Most Ethical Companies® honorees, this 16-question program assessment worksheet is the first step for compliance leaders looking to gain a unique glimpse into the overall effectiveness of their work to date, especially when paired with our automated Compliance Program Self-Assessment.
Download the worksheet to:
- Review all 16 questions within the self-assessment
- Allow you time time to collect and review program information being assessed
- Prepare to complete the full Compliance Program Self-Assessment, which provides a complimentary snapshot of your program’s effectiveness, curated strengths and opportunities for improvement, and analysis and access to additional resources
What’s In The Worksheet
This self-assessment is made up of 16 questions, broken out into 8 dimensions related to
your program. It will take approximately 15-20 minutes to complete and will require a working knowledge of the company’s programs and initiatives in the areas of ethics and compliance and corporate governance. The 8 dimensions include:
Corporate Governance | Program Structure, Oversight, Responsibility, and Resources | Written Standards | Ethics & Compliance Training, Awareness, and Communication | Risk Assessment, Auditing, Program Evaluation, and Detection | Enforcement, Discipline, and Incentives | Measurement of Ethical Culture | Third Party Demographics
